Caldwell International Securities maintains a clearing and custodial relationship for equities, options, fixed income, and investment advisory services with Southwest Securities, Inc. This means that when you open an account with us your funds and securities are held by Southwest. Southwest is widely recognized as a leading provider of cost-effective, integrated trade execution, clearing and client account processing to more than 200 financial services organizations nationwide. Southwest employs highly qualified, experienced operations personnel and 21st century automated front and back office technology.

Caldwell International Securities prides itself on providing world class financial planning, advice, and trade recommendations. Our partnership with Southwest Securities allows us to focus on tthat aspect of the business by providing us with quality clearing, custodial, and execution services. More information on Southwest Securities, Inc. may be obtained on their web site: http://www.swst.com